Alexander Mark Colin-Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Mark Colin-Jones, a licensed former licensee with CE reference AOE138. This person has 15.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2020-10-27 | 2022-12-31 |
| ICAP Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2020-10-27 | 2022-12-31 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-08-17 | 2020-10-27 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2020-08-17 | 2020-10-27 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 4 - Advising on securities | 2010-12-29 | 2020-08-03 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-04-25 | 2020-08-03 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 1 - Dealing in securities | 2007-02-14 | 2020-08-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexander Mark Colin-Jones during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.