Hua Gui
桂華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua Gui (桂華), a licensed former licensee with CE reference AOC915. This person has 10.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-08 | 2020-01-29 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-08 | 2020-01-29 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-05-08 | 2020-01-29 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-02 | 2017-03-10 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-02 | 2017-03-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-06-25 | 2014-03-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-06-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-03-10 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2010-03-10 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-04 | 2014-03-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-09-04 | 2010-12-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-02 | 2007-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hua Gui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.