Yen Keng Tan

陳衍磬
CE No. AOA645 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen Keng Tan (陳衍磬), a licensed former licensee with CE reference AOA645. This person has 5.0 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Priority Asset Management Group Limited
優先資產管理集團有限公司
RO Type 9 - Asset management 2017-03-31 2017-06-16
PGIM (Hong Kong) Limited
保德信(香港)有限公司(以JennisonAssociates名義經營業務)
RO Type 1 - Dealing in securities 2014-06-03 2015-08-01
PGIM (Hong Kong) Limited
保德信(香港)有限公司(以JennisonAssociates名義經營業務)
RO Type 4 - Advising on securities 2014-06-03 2015-08-01
RREEF China REIT Management Limited
睿富中國房托基金管理有限公司
RO Type 9 - Asset management 2013-10-28 2013-11-28
DWS Investments Hong Kong Limited
德意志投資香港有限公司
Rep Type 4 - Advising on securities 2006-12-04 2010-06-01
DWS Investments Hong Kong Limited
德意志投資香港有限公司
Rep Type 9 - Asset management 2006-12-04 2010-06-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yen Keng Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Linlin Chang DWS Investments Hong Kong Limited 2007–2010
Cheong Fai Huong DWS Investments Hong Kong Limited 2008–2010
Eryck Yi Shyung Su DWS Investments Hong Kong Limited 2006–2010
Philip Pang DWS Investments Hong Kong Limited 2006–2009
Stephen Paul Harris DWS Investments Hong Kong Limited 2006–2010
Lucas Scott Weatherill DWS Investments Hong Kong Limited 2007–2010
Robert Michael Byrne DWS Investments Hong Kong Limited 2006–2009
Siok Kuan Tham DWS Investments Hong Kong Limited 2006–2010
Christopher Theo Robinson DWS Investments Hong Kong Limited 2007–2010
Brian David Chinappi DWS Investments Hong Kong Limited 2006–2010
Wai Lim Leung DWS Investments Hong Kong Limited 2006–2010
Ralf Oberbannscheidt DWS Investments Hong Kong Limited 2007–2010
Louise Margaret Kavanagh DWS Investments Hong Kong Limited 2007–2010
Richard Iwan Jones DWS Investments Hong Kong Limited 2006–2009
Peter Noel Sampson Hanbury DWS Investments Hong Kong Limited 2006–2009
Craig Hong Chu Chen DWS Investments Hong Kong Limited 2007–2009
Jon Tamio Tanaka DWS Investments Hong Kong Limited 2006–2009
Asieh Mansour DWS Investments Hong Kong Limited 2007–2010
Sammy Cheung Ching Lam DWS Investments Hong Kong Limited 2007–2010
William Lance Barbour DWS Investments Hong Kong Limited 2007–2010
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