Kirstie Jane Fisher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kirstie Jane Fisher, a licensed former licensee with CE reference ANY183. This person has 9.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-03-14 | 2015-10-05 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-05-03 | 2015-10-05 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-18 | 2015-10-05 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-18 | 2010-05-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kirstie Jane Fisher during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.