Shaw Yann Ho
何少燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaw Yann Ho (何少燕), a licensed former licensee with CE reference ANW530. This person has 17.9 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2018-05-29 | 2024-08-30 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 2 - Dealing in futures contracts | 2018-05-29 | 2024-08-30 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2018-05-29 | 2024-08-30 |
| JF International Management Inc. | RO | Type 4 - Advising on securities | 2018-05-29 | 2020-07-06 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 5 - Advising on futures contracts | 2018-05-29 | 2024-08-30 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 9 - Asset management | 2018-05-29 | 2024-08-30 |
| JF International Management Inc. | RO | Type 9 - Asset management | 2018-05-29 | 2020-07-06 |
| JF International Management Inc. | Rep | Type 4 - Advising on securities | 2011-08-29 | 2018-05-29 |
| JF International Management Inc. | Rep | Type 9 - Asset management | 2011-08-29 | 2018-05-29 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-05-11 | 2013-12-10 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-05-11 | 2018-05-29 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2011-05-11 | 2018-05-29 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2011-05-11 | 2018-05-29 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-06-20 | 2011-04-20 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2007-05-25 | 2011-04-20 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2007-05-25 | 2011-04-20 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-31 | 2007-04-29 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-08-31 | 2007-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shaw Yann Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.