Jimmy Kar-Yin Pang
彭家賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Kar-Yin Pang (彭家賢), a licensed former licensee with CE reference ANV218. This person has 4.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2011-02-14 | 2012-03-29 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2011-02-14 | 2012-03-29 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-20 | 2011-02-14 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-12-20 | 2011-02-14 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-01 | 2009-09-21 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-01 | 2009-09-21 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-03-01 | 2009-09-21 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-28 | 2009-09-21 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2006-11-28 | 2009-09-21 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-11 | 2006-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jimmy Kar-Yin Pang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.