Wai Sang Chan
陳偉生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sang Chan (陳偉生), a licensed former licensee with CE reference ANV154. This person has 17.6 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-11-22 | 2025-03-27 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
RO | Type 9 - Asset management | 2013-07-12 | 2025-04-11 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-05-21 | 2013-07-12 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-01-11 | 2025-04-01 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 4 - Advising on securities | 2012-01-11 | 2025-04-01 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-23 | 2012-01-11 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-23 | 2012-07-13 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-23 | 2012-01-11 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 9 - Asset management | 2011-11-23 | 2012-05-21 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-28 | 2011-11-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-25 | 2011-06-28 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-06-02 | 2010-11-20 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2010-06-02 | 2010-11-20 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-22 | 2010-11-20 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-28 | 2010-06-02 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-28 | 2010-06-02 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-02 | 2009-04-30 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 9 - Asset management | 2008-09-02 | 2010-03-22 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-08 | 2009-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sang Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.