Hera Sze Wan Lo
盧詩蘊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hera Sze Wan Lo (盧詩蘊), a licensed former licensee with CE reference ANT776. This person has 7.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-06-10 | 2015-04-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-06-10 | 2015-04-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-06-10 | 2015-04-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2010-06-10 | 2015-04-27 |
| ABN AMRO Financial Products Limited | Rep | Type 1 - Dealing in securities | 2006-08-09 | 2008-09-11 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Hera Sze Wan Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.