Kim Sing Tam
談儉成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Sing Tam (談儉成), a licensed former licensee with CE reference ANT745. This person has 9.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 - Dealing in securities | 2011-04-01 | 2016-06-30 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-01 | 2011-04-01 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-01 | 2016-08-22 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-20 | 2010-08-12 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-20 | 2010-08-12 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
RO | Type 1 - Dealing in securities | 2006-12-21 | 2007-06-20 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
RO | Type 4 - Advising on securities | 2006-12-21 | 2007-06-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kim Sing Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.