David Sam Shik Frick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Sam Shik Frick, a licensed former licensee with CE reference ANT425. This person has 9.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-11-18 | 2016-01-01 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-07-29 | 2016-01-01 |
| SAIL Advisors Limited | Rep | Type 4 - Advising on securities | 2008-07-24 | 2010-05-25 |
| SAIL Advisors Limited | Rep | Type 9 - Asset management | 2006-08-04 | 2010-05-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Sam Shik Frick during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.