David Kwun Chai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kwun Chai, a licensed former licensee with CE reference ANR467. This person has 10.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2007-07-12 | 2017-06-02 |
| State Street Global Advisors Singapore Limited | RO | Type 4 - Advising on securities | 2007-07-12 | 2017-06-02 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-07-12 | 2017-06-02 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 - Asset management | 2007-07-12 | 2017-06-02 |
| State Street Global Advisors Singapore Limited | RO | Type 9 - Asset management | 2007-07-12 | 2017-06-02 |
| State Street Global Advisors Singapore Limited | Rep | Type 4 - Advising on securities | 2007-05-10 | 2007-07-12 |
| State Street Global Advisors Singapore Limited | Rep | Type 9 - Asset management | 2007-05-10 | 2007-07-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-28 | 2007-07-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-09-28 | 2007-07-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2006-09-28 | 2007-07-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Kwun Chai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.