Tiong Hoo Seah
佘忠富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tiong Hoo Seah (佘忠富), a licensed former licensee with CE reference ANQ243. This person has 4.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 - Dealing in securities | 2009-03-23 | 2011-06-12 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 - Advising on securities | 2009-03-23 | 2011-06-12 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-03-23 | 2011-06-12 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-11 | 2009-03-23 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-11 | 2009-03-23 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-11 | 2009-03-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tiong Hoo Seah during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.