Catherine Marie Lapadula
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Marie Lapadula, a licensed former licensee with CE reference ANP647. This person has 6.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS International Hong Kong Limited | RO | Type 1 - Dealing in securities | 2006-09-11 | 2012-12-08 |
| UBS International Hong Kong Limited | RO | Type 4 - Advising on securities | 2006-09-11 | 2012-12-08 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Catherine Marie Lapadula during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Charles Yiu Wing Chiu | UBS International Hong Kong Limited | 2006–2012 |
| Roger Sen Boon Lam | UBS International Hong Kong Limited | 2008–2012 |
| David Po Ming Toong | UBS International Hong Kong Limited | 2007–2010 |
| Mark Ching Chau Yang | UBS International Hong Kong Limited | 2006–2008 |
| James Fong Lim | UBS International Hong Kong Limited | 2006–2007 |
| Wing Chi Wong | UBS International Hong Kong Limited | 2010–2011 |