James Anthony McAuliffe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Anthony McAuliffe, a licensed former licensee with CE reference ANL063. This person has 3.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-01 | 2011-05-11 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-01 | 2011-05-11 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 - Advising on futures contracts | 2007-08-13 | 2008-03-31 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 - Dealing in futures contracts | 2006-05-24 | 2008-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Anthony McAuliffe during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.