Yiqiong Chen
陳屹琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiqiong Chen (陳屹琼), a licensed former licensee with CE reference ANK706. This person has 12.9 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-15 | 2020-03-31 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-15 | 2020-03-31 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
RO | Type 9 - Asset management | 2019-04-15 | 2020-03-31 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
RO | Type 9 - Asset management | 2016-11-29 | 2018-11-01 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2015-11-05 | 2018-11-01 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-11-05 | 2018-11-01 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-01 | 2015-11-05 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-01 | 2015-11-05 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-09-01 | 2016-11-29 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2013-02-19 | 2015-08-13 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2013-02-19 | 2015-08-13 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-27 | 2013-02-19 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-21 | 2013-02-19 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-02-21 | 2015-08-13 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-16 | 2012-02-06 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-16 | 2012-02-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-05-19 | 2009-04-29 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-05-19 | 2009-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiqiong Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.