King Wa Lo
盧景華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Wa Lo (盧景華), a licensed former licensee with CE reference ANK573. This person has 4.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-06-23 | 2011-04-11 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-04-24 | 2010-04-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 9 - Asset management | 2009-04-24 | 2010-04-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-23 | 2011-04-11 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-23 | 2011-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Wa Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.