Nina Chih-Yu Tao
陶芝宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nina Chih-Yu Tao (陶芝宇), a licensed former licensee with CE reference ANI909. This person has 7.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-11 | 2022-07-23 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-11 | 2022-07-23 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 9 - Asset management | 2021-01-11 | 2022-07-23 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-11-12 | 2012-07-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-08 | 2008-07-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nina Chih-Yu Tao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.