Keith Francis Neruda
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Francis Neruda, a licensed former licensee with CE reference ANH021. This person has 3.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Technologies Limited | RO | Type 4 - Advising on securities | 2011-11-17 | 2012-12-31 |
| Aletheia Technologies Limited | Rep | Type 4 - Advising on securities | 2011-10-17 | 2011-11-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-16 | 2011-05-31 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-04-26 | 2008-07-03 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Keith Francis Neruda during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tanita Mangkornkarn | Aletheia Technologies Limited | 2011–2012 |
| Gillem Michael Tulloch | Aletheia Technologies Limited | 2011–2012 |
| Timothy Summers | Aletheia Technologies Limited | 2011–2012 |
| Ting Sze Tsoi | Aletheia Technologies Limited | 2012 |
| Christopher Fenton Roberts | Aletheia Technologies Limited | 2012 |
| Philip W Tulk | Aletheia Technologies Limited | 2012 |