Richard Dean Winspear
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Dean Winspear, a licensed former licensee with CE reference ANE084. This person has 13.0 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-03 | 2013-04-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-03 | 2019-04-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-13 | 2019-04-04 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-13 | 2010-02-19 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 - Dealing in futures contracts | 2006-03-10 | 2007-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Dean Winspear during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.