Wai Shun Wilson Fok
霍偉舜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Shun Wilson Fok (霍偉舜), a licensed former licensee with CE reference AND556. This person has 16.1 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-08-04 | 2023-07-07 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-24 | 2021-08-04 |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 1 - Dealing in securities | 2019-10-10 | 2020-11-13 |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-10-10 | 2020-11-13 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-08 | 2019-10-10 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-10-08 | 2019-10-10 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-31 | 2019-09-30 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-31 | 2019-09-30 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-04-08 | 2018-10-15 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-04-08 | 2018-10-15 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-04-08 | 2018-10-15 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2012-12-17 | 2014-08-15 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-12-17 | 2014-08-15 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-15 | 2012-12-17 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-15 | 2012-12-17 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-03-01 | 2010-04-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Shun Wilson Fok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.