Ho Lee
李浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Lee (李浩), a licensed former licensee with CE reference ANB438. This person has 4.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-28 | 2012-05-11 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-27 | 2012-01-14 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-27 | 2012-01-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-10 | 2010-07-02 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-30 | 2010-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.