James Robert Sullivan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Robert Sullivan, a licensed Representative with CE reference ANA240. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities. This person has 9.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-01-09 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-04-21 | 2009-12-31 |
| Citadel Asia Limited | Rep | Type 9 - Asset management | 2006-02-08 | 2008-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Robert Sullivan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Agus Tandiono | Citadel Asia Limited | 2006–2008 |
| Jeffrey Shek Chuen Wong | Citadel Asia Limited | 2006–2008 |
| Timothy James Osborne Throsby | Citadel Asia Limited | 2006–2008 |
| Avinash Thomas Abraham | Citadel Asia Limited | 2006–2008 |
| Tanuj Dutt | Citadel Asia Limited | 2006–2008 |
| Irene Milin Liaw | Citadel Asia Limited | 2006–2008 |
| Danita On | Citadel Asia Limited | 2006–2008 |
| Sandeep Gupta | Citadel Asia Limited | 2006–2008 |
| Ben Lixiang Long | Citadel Asia Limited | 2006–2008 |
| Samuel C Yan | Citadel Asia Limited | 2006–2008 |
| John Brian Kang | Citadel Asia Limited | 2006–2008 |
| Max Alexander Liu | Citadel Asia Limited | 2006–2008 |
| Albert Edward Boston | Citadel Asia Limited | 2006–2008 |
| Jenny Chieh Lu Wong | Citadel Asia Limited | 2006–2008 |
| Nicole Lisa Torrance | Citadel Asia Limited | 2006–2008 |
| Bret Zheng Yu Xu | Citadel Asia Limited | 2006–2008 |
| Sang Park | Citadel Asia Limited | 2006–2008 |
| Sin Kai Cham | Citadel Asia Limited | 2006–2008 |
| Josh Cherian | Citadel Asia Limited | 2006–2008 |
| David See Wing Yao | Citadel Asia Limited | 2006–2008 |