Shriram Ramanathan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shriram Ramanathan, a licensed former licensee with CE reference AMZ988. This person has 3.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2006-03-08 | 2009-10-31 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-02-02 | 2009-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shriram Ramanathan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.