Sui Tai Lin
連瑞泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Tai Lin (連瑞泰), a licensed former licensee with CE reference AMY745. This person has 14.1 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-07-04 | 2020-05-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2006-04-10 | 2020-05-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 4 - Advising on securities | 2006-04-10 | 2020-05-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-04-10 | 2020-05-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 9 - Asset management | 2006-04-10 | 2020-05-01 |