Alex Yam Yu Yip
葉蔭裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Yam Yu Yip (葉蔭裕), a licensed former licensee with CE reference AMY475. This person has 4.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-06 | 2010-12-31 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-02-08 | 2009-03-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Yam Yu Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.