Seong Rak Kim
金成洛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seong Rak Kim (金成洛), a licensed former licensee with CE reference AMY441. This person has 3.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 9 - Asset management | 2010-08-26 | 2012-05-02 |
| KBC Alternative Investment Management HK Limited 比聯另類投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2007-06-25 | 2008-05-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-24 | 2007-05-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Seong Rak Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.