Yin Kuk Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Kuk Li (李彥谷), a licensed Responsible Officer with CE reference AMX118. Currently licensed at 1 firm(s): MapleElm Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MapleElm Capital Limited 楓榆資本有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-19 | present |
| MapleElm Capital Limited 楓榆資本有限公司 |
RO | Type 4 - Advising on securities | 2025-12-19 | present |
| MapleElm Capital Limited 楓榆資本有限公司 |
RO | Type 9 - Asset management | 2025-12-19 | present |
| Far East Horizon International Securities Limited 遠東宏信國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-01 | 2025-08-17 |
| Far East Horizon International Securities Limited 遠東宏信國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-27 | 2024-03-01 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-14 | 2023-03-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-14 | 2023-03-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-14 | 2023-03-04 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-18 | 2020-09-03 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-18 | 2020-09-03 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-01-10 | 2007-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Kuk Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.