Ting Gao
高挺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Gao (高挺), a licensed former licensee with CE reference AMW750. This person has 8.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-11-20 | 2019-05-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-29 | 2010-08-28 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-03 | 2010-08-28 |