Hsiao-Wen Lu
魯曉玟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiao-Wen Lu (魯曉玟), a licensed former licensee with CE reference AMT861. This person has 12.5 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-08-12 | 2021-12-24 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-08 | 2021-12-24 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 - Advising on securities | 2016-12-08 | 2021-12-24 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-17 | 2016-12-08 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-17 | 2016-12-08 |
| Ever-Long Capital Management Limited 長雄資本管理有限公司 |
Rep | Type 9 - Asset management | 2016-09-30 | 2016-11-11 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-27 | 2016-11-11 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-27 | 2016-11-11 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 - Advising on securities | 2016-04-12 | 2016-07-16 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-11-18 | 2016-07-16 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-07 | 2015-11-18 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-07 | 2016-04-12 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-24 | 2015-06-12 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-07-24 | 2015-06-12 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-01 | 2015-06-12 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-19 | 2009-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hsiao-Wen Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kuang-Cheng Huang | QMIS Securities Limited | 2010–2015 |
| Li-Chu Chen | QMIS Securities Limited | 2010–2014 |
| Mu-Hsuan Chen | QMIS Securities Limited | 2010–2014 |
| Fu Ming Lam | QMIS Securities Limited | 2010–2013 |
| Yen-Chung Huang | QMIS Securities Limited | 2010–2015 |
| Yu Wang | QMIS Asset Management Limited | 2013–2015 |
| Ka Ho Lee | Beevest Securities Limited | 2017–2021 |
| Tung-Jen Hsiao | QMIS Securities Limited | 2011–2014 |
| Wai Yee Chin | QMIS Securities Limited | 2013–2015 |
| Chi Wai Mak | Beevest Securities Limited | 2015–2020 |
| Li Zhang | Beevest Securities Limited | 2019–2021 |
| Hop Mo Chan | Beevest Securities Limited | 2019–2021 |
| Jing Zhang | Beevest Securities Limited | 2017–2020 |
| Yu Ta Chu | Beevest Securities Limited | 2015–2017 |
| Chiun Teh Wu | QMIS Asset Management Limited | 2012–2013 |
| Yuji Lao | QMIS Securities Limited | 2013–2014 |
| Beibei Zhang | Beevest Securities Limited | 2019–2020 |
| Ga Fung Lam | QMIS Securities Limited | 2014–2015 |
| Steven Chun Hin Chu | QMIS Asset Management Limited | 2014–2015 |
| Chun Hung Chan | Beevest Securities Limited | 2016–2018 |