Ajay Soni
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ajay Soni, a licensed former licensee with CE reference AMS611. This person has 2.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KBC Alternative Investment Management HK Limited 比聯另類投資管理香港有限公司 |
RO | Type 9 - Asset management | 2008-02-26 | 2008-11-29 |
| KBC Alternative Investment Management HK Limited 比聯另類投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2007-05-08 | 2008-02-26 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-26 | 2007-03-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-21 | 2006-06-23 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Ajay Soni during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.