Kevin Michael Caffrey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Michael Caffrey, a licensed former licensee with CE reference AMS335. This person has 2.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-15 | 2008-09-27 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-15 | 2008-09-27 |