Janet Sau King Kwong
江秀琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janet Sau King Kwong (江秀琼), a licensed former licensee with CE reference AMR826. This person has 9.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-26 | 2019-02-28 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-26 | 2019-02-28 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2016-04-26 | 2019-02-28 |
| Tribridge Investment Partners Limited | Rep | Type 4 - Advising on securities | 2005-12-29 | 2012-06-21 |
| Tribridge Investment Partners Limited | Rep | Type 9 - Asset management | 2005-12-29 | 2012-06-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Janet Sau King Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.