Hemant Sabherwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hemant Sabherwal, a licensed former licensee with CE reference AML888. This person has 10.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-04 | 2022-06-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-04 | 2022-06-21 |
| Union Gaming Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-10-03 | 2018-04-25 |
| Union Gaming Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2016-10-03 | 2018-04-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-24 | 2011-04-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-08-24 | 2011-04-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-09-16 | 2009-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-09-16 | 2009-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-09-16 | 2009-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-09-16 | 2009-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-09-16 | 2009-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-09-16 | 2009-01-23 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Hemant Sabherwal during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| John Gabriel-Apffel Hernandez | Union Gaming Securities Asia Limited | 2016–2018 |
| Richard Paul Moriarty | Union Gaming Securities Asia Limited | 2016–2018 |
| Byron Yip | Union Gaming Securities Asia Limited | 2016–2018 |
| Grant Wesley Govertsen | Union Gaming Securities Asia Limited | 2016–2018 |
| Carrie Chiu Ying Yu | Union Gaming Securities Asia Limited | 2016–2017 |