Yuen Yee Wat

屈婉宜
CE No. AML493 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yee Wat (屈婉宜), a licensed former licensee with CE reference AML493. This person has 1.4 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Haitong International Investment Managers Limited
海通國際投資經理有限公司
RO Type 4 - Advising on securities 2006-12-20 2007-03-31
Haitong International Investment Managers Limited
海通國際投資經理有限公司
Rep Type 4 - Advising on securities 2006-01-03 2006-12-20
Haitong International Investment Managers Limited
海通國際投資經理有限公司
RO Type 1 - Dealing in securities 2006-01-03 2007-03-31
Haitong International Investment Managers Limited
海通國際投資經理有限公司
RO Type 9 - Asset management 2006-01-03 2007-03-31
Haitong International Investment Managers Limited
海通國際投資經理有限公司
Rep Type 1 - Dealing in securities 2005-10-26 2006-01-03
Haitong International Investment Managers Limited
海通國際投資經理有限公司
Rep Type 9 - Asset management 2005-10-26 2006-01-03

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Yee Wat during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Winnie Lee Chak Haitong International Investment Managers Limited 2005–2007
Rebecca Yuk Fung Lau Wong Haitong International Investment Managers Limited 2005–2007
Anthony Hsiao Tung Mei Haitong International Investment Managers Limited 2005–2007
Kwok Cheong Lee Haitong International Investment Managers Limited 2005–2007
Mung Yu Poon Haitong International Investment Managers Limited 2005–2007
Ivan Tak Shing Chan Haitong International Investment Managers Limited 2005–2007
Vicky Wai Kei Luk Haitong International Investment Managers Limited 2005–2007
Sony Siu Keung Wong Haitong International Investment Managers Limited 2005–2007
Andrea Ka Yan Lai Haitong International Investment Managers Limited 2005–2007
Yingying Yang Haitong International Investment Managers Limited 2006–2007
Tomoko Sato Haitong International Investment Managers Limited 2005–2007
Lai Ping Kwong Haitong International Investment Managers Limited 2006–2007
Tin Che Poon Haitong International Investment Managers Limited 2006–2007
Wai Kei Kong Haitong International Investment Managers Limited 2005–2006
Chi Hong Tang Haitong International Investment Managers Limited 2005–2006
Winnie Shuk Man Yau Haitong International Investment Managers Limited 2005–2006
Arthur Hoi Yuen Leung Haitong International Investment Managers Limited 2006–2007
William Ka Chung Lam Haitong International Investment Managers Limited 2005–2006
Chun Keung Chan Haitong International Investment Managers Limited 2005–2006
Kwok Keung Chan Haitong International Investment Managers Limited 2007
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