Herbert Stephan Spangenberg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herbert Stephan Spangenberg, a licensed former licensee with CE reference AMK344. This person has 13.6 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 1 - Dealing in securities | 2006-05-11 | 2019-12-16 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 4 - Advising on securities | 2006-05-11 | 2019-12-16 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-05-11 | 2016-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Herbert Stephan Spangenberg during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.