Kathryn Ann Matthews

CE No. AMJ740 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathryn Ann Matthews, a licensed former licensee with CE reference AMJ740. This person has 4.3 years of SFC licence history. Total licence records on file: 14.

Information

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Licence history

FirmRoleRegulated activityFromTo
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
RO Type 1 - Dealing in securities 2008-04-01 2009-12-31
FIL Investment Advisors RO Type 4 - Advising on securities 2008-04-01 2009-12-31
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
RO Type 4 - Advising on securities 2008-04-01 2009-12-31
FIL Investment Advisors RO Type 5 - Advising on futures contracts 2008-04-01 2009-12-31
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
RO Type 5 - Advising on futures contracts 2008-04-01 2009-12-31
FIL Investment Advisors RO Type 9 - Asset management 2008-04-01 2009-12-31
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
RO Type 9 - Asset management 2008-04-01 2009-12-31
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 1 - Dealing in securities 2005-08-31 2008-04-01
FIL Investment Advisors Rep Type 4 - Advising on securities 2005-08-31 2008-04-01
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 4 - Advising on securities 2005-08-31 2008-04-01
FIL Investment Advisors Rep Type 5 - Advising on futures contracts 2005-08-31 2008-04-01
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 5 - Advising on futures contracts 2005-08-31 2008-04-01
FIL Investment Advisors Rep Type 9 - Asset management 2005-08-31 2008-04-01
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 9 - Asset management 2005-08-31 2008-04-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kathryn Ann Matthews during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Pek Yew Ng FIL Investment Advisors 2005–2009
Andrew David Wells FIL Investment Advisors 2005–2009
Michael Charles Gordon FIL Investment Advisors 2005–2009
Sabita Prakash FIL Investment Advisors 2005–2009
Jocelyn Oi Chung Wu FIL Investment Advisors 2005–2009
Polly Heung Yan Kwan FIL Investment Advisors 2005–2009
Dale Owen Nicholls FIL Investment Advisors 2005–2009
Rikesh Hasmukh Patel FIL Investment Advisors 2005–2009
Jenny Jaung Lee FIL Investment Advisors 2005–2009
Vishal Gobind Mahtani FIL Investment Advisors 2005–2009
Martin Andrew Smith FIL Investment Advisors 2005–2009
Christopher Hsin Chieh Fang FIL Investment Advisors 2005–2009
Rufus Lewis Frazier FIL Investment Advisors 2005–2009
Geok Lan Kwek FIL Investment Advisors 2005–2009
Mark Damien Skurnik FIL Investment Advisors 2005–2009
Leon Robert Tucker Jr FIL Investment Advisors 2005–2009
Wenying Wang FIL Investment Advisors 2005–2009
Sandeep Kothari FIL Investment Advisors 2005–2009
Matthew Sebastian Sutherland FIL Investment Advisors 2006–2009
Rajesh Kumar Singh FIL Investment Advisors 2005–2009
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