Khik Shum Tse
謝潔心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Khik Shum Tse (謝潔心), a licensed former licensee with CE reference AMI750. This person has 8.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-29 | 2013-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-08-08 | 2013-08-31 |