Esther Wing Huen Lok
駱穎萱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Esther Wing Huen Lok (駱穎萱), a licensed former licensee with CE reference AMI705. This person has 2.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-11 | 2008-04-11 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-11 | 2008-04-11 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-06 | 2007-04-01 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-10-06 | 2007-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Esther Wing Huen Lok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.