Mofiz Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mofiz Chan (陳志華), a licensed Responsible Officer with CE reference AMI692. Currently licensed at 1 firm(s): Ambersail Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ambersail Capital Limited 駿虎資本有限公司 |
RO | Type 1 - Dealing in securities | 2025-08-19 | present |
| Ambersail Capital Limited 駿虎資本有限公司 |
RO | Type 4 - Advising on securities | 2025-08-19 | present |
| Ambersail Capital Limited 駿虎資本有限公司 |
RO | Type 9 - Asset management | 2025-08-19 | present |
| Maplefield Capital Limited 楓源資本有限公司 |
RO | Type 4 - Advising on securities | 2024-04-08 | 2025-08-08 |
| Maplefield Capital Limited 楓源資本有限公司 |
RO | Type 9 - Asset management | 2024-04-08 | 2025-08-08 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-07-10 | 2013-05-29 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-07-10 | 2013-07-12 |
| Worldwide Brokerage Limited 環球證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-24 | 2012-01-20 |
| Worldwide Brokerage Limited 環球證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-21 | 2011-06-24 |
| T. W. Sabnani Securities Limited 董詩股票有限公司 |
RO | Type 1 - Dealing in securities | 2011-02-16 | 2011-06-13 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-06 | 2010-09-16 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-02-06 | 2010-09-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-12 | 2007-02-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-12 | 2007-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mofiz Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.