Chi Yeung Lok
駱子洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yeung Lok (駱子洋), a licensed former licensee with CE reference AMI499. This person has 8.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| A.M. Best Asia-Pacific Limited | Rep | Type 10 - Providing credit rating services | 2011-06-01 | 2019-02-22 |
| Potomac Capital Limited 波多馬克投資有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-16 | 2009-11-19 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-15 | 2005-12-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-08-15 | 2005-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Yeung Lok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.