Jian Du
杜健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian Du (杜健), a licensed former licensee with CE reference AMI318. This person has 12.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOSC International Asset Management Limited 上銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2023-02-10 | 2023-08-21 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 9 - Asset management | 2016-05-11 | 2023-05-17 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-06-19 | 2015-10-03 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 9 - Asset management | 2015-04-23 | 2015-10-03 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-10 | 2015-06-19 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-03-10 | 2015-04-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2007-10-22 | 2010-05-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-08-05 | 2010-05-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jian Du during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.