Te Hen Toku Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Te Hen Toku Chen, a licensed former licensee with CE reference AMI234. This person has 8.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riverwest Advisors Limited | RO | Type 9 - Asset management | 2018-05-17 | 2020-03-31 |
| Riverwest Advisors Limited | Rep | Type 9 - Asset management | 2017-09-12 | 2018-05-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-20 | 2016-01-29 |
| Pine River Capital Management (HK) Limited | Rep | Type 9 - Asset management | 2013-02-04 | 2013-12-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-02-06 | 2008-06-27 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-01-29 | 2008-06-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-08-14 | 2008-06-27 |
| AM Squared Limited | Rep | Type 9 - Asset management | 2005-08-05 | 2006-06-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Te Hen Toku Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.