Simon Siu Wing Yim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Siu Wing Yim (閻小穎), a licensed Responsible Officer with CE reference AMI059. Currently licensed at 1 firm(s): RaiseSun Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 20.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaiseSun Capital Limited 蕊申資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-07-06 | present |
| RaiseSun Capital Limited 蕊申資本有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-31 | present |
| RaiseSun Capital Limited 蕊申資本有限公司 |
RO | Type 4 - Advising on securities | 2016-10-31 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-02 | 2016-03-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-02 | 2016-03-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-08-02 | 2016-03-01 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Siu Wing Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Laurent Huai Eng Ly | RaiseSun Capital Limited | 2016–present |
| Tao Wei | RaiseSun Capital Limited | 2018–present |
| For Lei | RaiseSun Capital Limited | 2019–2026 |
| Yuanshan Cai | RaiseSun Capital Limited | 2019–2025 |
| Yin Chi Wong | RaiseSun Capital Limited | 2019–2025 |
| Andrew Tin Chun Chuen | RaiseSun Capital Limited | 2016–2019 |
| Roger Hu | RaiseSun Capital Limited | 2018–2021 |
| Stephen Cheuk Yue Au | RaiseSun Capital Limited | 2016–2019 |
| Yen Yu Lin | RaiseSun Capital Limited | 2017–2019 |
| Jifangfang Zhou | RaiseSun Capital Limited | 2016–2017 |
| Qinglin Li | RaiseSun Capital Limited | 2021–2022 |
| Cheng Ren | RaiseSun Capital Limited | 2018 |
| Ruizhe Luo | RaiseSun Capital Limited | 2018 |