Vikas Pershad
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vikas Pershad, a licensed former licensee with CE reference AMF972. This person has 3.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-04-10 | 2014-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2013-02-20 | 2014-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-08-28 | 2014-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-08-28 | 2014-03-27 |
| TPG-Axon Capital (HK), Limited | Rep | Type 9 - Asset management | 2005-09-06 | 2007-02-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vikas Pershad during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.