Wen Tao Li
李文韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Tao Li (李文韜), a licensed former licensee with CE reference AMF359. This person has 4.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-09-15 | 2011-09-26 |
| Perfect Asset Management Limited 霸域資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-27 | 2009-02-24 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-29 | 2007-06-30 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-24 | 2005-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen Tao Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.