Tsz Wing Lam
林子榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wing Lam (林子榮), a licensed former licensee with CE reference AMF327. This person has 11.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-09 | 2016-09-23 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-23 | 2016-09-23 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-18 | 2009-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Wing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.