Li Xie
謝犁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Xie (謝犁), a licensed former licensee with CE reference AME467. This person has 2.4 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-27 | 2007-12-05 |