Li Xu
許莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Xu (許莉), a licensed former licensee with CE reference AME120. This person has 5.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-08-21 | 2010-11-09 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-07-04 | 2010-11-09 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2007-12-21 | 2010-11-09 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2007-12-21 | 2010-11-09 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 1 - Dealing in securities | 2005-08-22 | 2007-10-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.