Philip John Crotty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip John Crotty, a licensed former licensee with CE reference ALZ870. This person has 3.1 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-07-14 | 2008-06-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-07-14 | 2008-06-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-19 | 2005-07-14 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-05-19 | 2005-07-14 |