Rufus Lewis Frazier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rufus Lewis Frazier, a licensed former licensee with CE reference ALY132. This person has 4.3 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2006-08-15 | 2010-08-12 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-15 | 2010-08-12 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2006-08-15 | 2010-08-12 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-08-15 | 2010-08-12 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2005-04-21 | 2005-08-26 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-21 | 2005-08-26 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2005-04-21 | 2005-08-26 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-04-21 | 2005-08-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rufus Lewis Frazier during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.